Kris Sammy, CFP, CSA, FMA, CIM, FCSI
Executive Director, Private Client Group, Portfolio Manager and Branch Manager

Kris is one of Canada's leading Investment Advisors and has developed a well-deserved reputation for honesty, integrity and professionalism with his clients. He is recognized as an expert in investment, retirement, estate and tax planning and provides his clients with a wide range of investment and insurance vehicles to satisfy their financial objectives.

His credentials include those of Chartered/Certified Financial Planner (CFP) and Fellow of the Canadian Securities Institute (FSCI). These qualifications are among the most senior in the financial services and securities industries and necessitate continual upgrading of skills to ensure they are maintained at the highest, most current levels. He has also earned FMA (Financial Management Advisor) and CIM (Certified Investment Manager) designations. Additionally, he holds Securities, Investment Fund and Level 2 Life Insurance licences.

He has become a leading figure within the financial community in the Halton/Peel region as well as having been recognized by the readers of the Brampton Guardian, who bestowed an award upon him as being Brampton's leading financial planner. He has over eighteen years of experience in the financial industry, and prior to his present position; was a division manager with a major financial institution.

As a noted specialist in the many aspects of retirement planning, Kris is a frequent speaker at educational seminars. He has appeared as a guest on television and radio (CFRB-Money Talks/Investment Television) and has contributed numerous articles to the newspapers at their request.

Alfred Hacker, CFP, CSA, FMA, FCSI
Senior Investment Advisor

Alfred Hacker has an extensive background (30 years) in managing substantial investments in Canadian and International markets. During that time he has held senior positions at world-renowned banks including Hong Kong Bank (UK), Marine Midland Bank (New York), Australia and New Zealand Bank (NZ) and Citibank (UK), with eight years experience in London England and six years on Wall Street being especially notable. A frequent business traveler especially in Europe, the Middle East and Far East gives Alf first hand knowledge of these markets.

Alf has achieved considerable success as an investment advisor and financial planner, particularly in the areas of the provision of services to retirees and executives. As such, Alf brings to the team the experience needed to accommodate the special needs of high net worth individuals. Working closely with Kris on major accounts, he has the expertise to broaden the potential range of available investment alternatives, having held direct responsibility for active trading of futures, options, swaps and foreign exchanges as well as large scale investments in global capital markets incorporating hedging activity.

Alf is also a Certified Financial Planner (CFP), Financial Management Advisor (FMA) and Fellow of the Canadian Securities (FCSI). Additionally, he holds Securities, Investment Fund and Level 2 Life Insurance licences.

Kris and Alf are associates who work closely together to provide comprehensive information and advice to clients, as well as cover support for each other. This ensures the availability of high quality service on a continuous basis.

INVESTOR SERVICES

Our experienced and dedicated team shares the same commitment to providing superior investor and client services.

As Branch Administrators and licensed Assistants, Ann and Camille are both fully qualified, having earned their Securities licenses. They possess strong organization and problem solving skills, while paying particular attention to detail, and always ensuring clients receive efficient and courteous service. They are responsible for all administrative duties including handling the processing of trades without providing investment advice. They ensure that client concerns and queries are resolved very knowledgeably, effectively and in a timely fashion. Additionally, Ann is our Insurance Administrator.

As Branch Marketing Executive, Mariette is responsible for contacts with existing clients, arranging their review and referral appointments. She also handles new business development, acting as a focal point for the frequent call-ins from prospective clients seeking advice and the scheduling of meetings with Kris and Alf. In addition, she organizes educational seminars and other clients events. Mariette has a business degree, specializing in Finance and Accounting. Her previous experience as a department head has helped her to further her business management skills.

Other Members of the Team

Kris and Alf act in many respects as "quarterbacks" in the financial and estate planning process, working closely with other professionals to ensure all financial and personal objectives are understood and met. Other key professionals working with Team Sammy include:

Legal Specialists

Access is available to lawyers specializing in handling estate issues (including wills and powers of attorney), employment settlement (severances), real estate transactions, and family law.

Chartered Accountants

Tax preparation, advice and other accounting services are available, again through specialists in their respective fields.